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SERVICES

​​​​​​​The services of Winterberg Consulting at a glance

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In the following, the sectors and related services of Winterberg Consulting are presented.

Sectors

Winterberg Consulting always considers the overall view and interfaces for you, regardless of which sector is the focus of an engagement.

Overall Assurance & Corporate Governance

  • Integration and coordination of individual assurance functions

  • Corporate governance

RM & ICS

  • RM function, ICS function or integrated RM/ICS function

  • Policy, roles & responsibilities, processes, instruments & tools & applications, and reporting related to RM & ICS

  • Integrated view of (quantitative or qualitative) risks including action plans and internal control system (group-level controls, entity-level controls, process-level controls, IT-general controls)

  • Business Continuity Management (and Security)

  • ORSA process and reporting

  • Public disclosure reporting

Compliance

  • Compliance function

  • Policy, roles & responsibilities, processes, instruments & tools & applications, and reporting related to Compliance

  • Whistleblowing reporting office and coordination

Internal Audit

  • Internal Audit function

  • Decision process for the implementation of an Internal Audit function

  • Policy, roles & responsibilities, processes, instruments & tools & applications, and reporting related to Internal Audit

  • External assessments of Internal Audit functions (in particular "external assessments" in accordance with IIA Standard 1312 and assessments of conformance with internal, national [e.g. FINMA Circular 2017/1 Banks, FINMA Circular 2017/2 Insurers, UK-IIA Standards Financial Services, FED US Standards Banking] or international [e.g. IIA, Basel Committee Standards] standards for the professional practice of Internal Audit)

  • Managing the Internal Audit function (Outsourcing)

  • Supporting the Internal Audit function (Co-Sourcing and special engagements)

Other Assurance functions

  • Various other assurance functions

  • Policy, roles & responsibilities, processes, instruments & tools & applications, and reporting related to assurance functions

Project management

  • Project management

Process management

  • Process management

Services

Winterberg Consulting offers the following services within the sectors:

Assessment & (Pre-)Audit

  • Identification of practice-oriented optimization potentials

  • Assessments according to good practices or internal/external requirements

  • Gap analysis

  • Benchmarking

  • Audits

  • Pre-Audits (e.g. in the run-up to upcoming regulatory audits or audits by Internal or External Audit) with optimization support

  • Fraud investigations

  • Support the auditee in regulatory audits or in internal or external audits

Non-exhaustive list of standards used:

  • Internal company standards

  • National standards: Sector-specific laws/regulations/circulars/directions/standards, Swiss auditing standards, economiesuisse, IIA Switzerland, Swiss Code of Obligations, SOX, etc.

  • International standards: IIA, OECS, COSO, ISO, etc.

Advisory

  • Customized advisory services from A to Z

  • Design, implementation, further development, optimization

  • Documentations

  • Independent tool & application evaluation

  • Professional mentoring in the implementation of tools & applications

Management

  • Permanent management of the function

  • Temporary management of the function

Education & Training

  • Coaching of the function

  • Workshops

  • Education

  • Training​​​​​​​​​​​​​​

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